Tutorials DOE Phase I Proposal Preparation

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Tutorial 30:

How should I prepare the project summary/abstract?

Tutorial 30 Title Slide


The project summary or abstract that you prepare as part of your DOE SBIR/STTR application is important. Please note that the abstract WILL become a public document, so keep this in mind while writing it. Many uses are made of this document. The abstract may be posted on DOE and/or SBA’s website. If you are awarded a grant in response to your application, the abstract will also be sent to members of Congress or State Governors. So keep these uses in mind while writing the abstract.


Prepare the abstract as a stand-alone document, no more than one page in length that will be uploaded into grants.gov as a separate pdf file. The abstract should contain a description of the project [both Phase I and Phase II], as well as a statement of objectives and the methods to be employed. However, it should NOT contain any proprietary information – given that it will become a public document.


Researchers are often confused about what information should be kept proprietary. In essence, what’s proprietary is the “secret sauce” that is the data that explains how you solved the problem, the intellectual property that want to ultimately protect through a patent, a copyright or a trade secret. To state the problem you are addressing, the objectives that you have, and to provide a broad statement about the field of inquiry that this will impact, will not raise proprietary concerns. Also, if you are working with others and talk about their contribution in the abstract, make sure that none of the information that you wish to include is “confidential.” PI’s should also check with the business official in their firm to assure that the abstract does not contain any ”business sensitive” information.

Tutorial 30 Slide 1


In writing the project summary/ abstract assume that the reader that you are addressing is a technically literate reader and follow the specific guidelines that DOE provides in its Funding Opportunity Announcement for the structure of the abstract. The header should contain the company name, the project title, the PI’s name, and the Topic number/Subtopic letter. A template which follows the structure recommended by DOE can be downloaded from the Tools section of this tutorial. Please note that if you are submitting a Fast Track application, the guidelines are a little different and you should follow those provided in the FOA specifically.


Quiz: Tutorial 30: How should I prepare the project Summary/Abstract?

  1. 1

    How long should the project summary/abstract be?

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  2. 2

    In writing the project summary/abstract, what should you assume about the sophistication of the reader? You should assume that the reader is:

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  3. 3

    Which of the following is a true statement?

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